What information is typically included in a confirmation of trades sent to clients?

• A. Market analysis and predictions
• B. Transaction-specific details
• C. A list of all potential future trades
• D. Advisor recommendations

Answer: (B)

The correct answer highlights that transaction-specific details are the primary information included in a confirmation of trades sent to clients. This typically encompasses the particulars of the trade executed, such as the date of the transaction, the assets involved, the quantity of securities bought or sold, the price at which the transaction occurred, and any associated fees or commissions. This information is crucial for clients as it allows them to verify and record their transactions accurately.

While other options provide relevant financial information or decision-making guidance, they do not pertain directly to what is communicated in a trade confirmation. For instance, market analysis and predictions focus on broader market insights rather than specific trades, and a list of all potential future trades or advisor recommendations constitutes advisory or strategic insights rather than transactional confirmations. Therefore, clients receive confirmation documents to establish a clear understanding of each specific transaction they have engaged in, ensuring transparency and accountability in the trading process.